1+ months

Sr Risk Manager - US Remote Eligible

Edward D. Jones & Co., L.P (HO)
St Louis, MO 63103 Work Remotely
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At Edward Jones, we help clients achieve their serious, long-term financial goals by understanding their needs and implementing tailored solutions. To ensure a personal client experience, we have located our 14,000+ branch offices where our more than 7 million clients live and work.

A typical branch office has one financial advisor who meets with clients face-to-face and one branch office administrator who enhances the team's ability to build deep relationships with clients. Headquarters associates in St. Louis and Tempe provide support and expertise to help U.S. and Canada branch teams deliver an ideal client experience. Edward Jones currently has more branch offices than any other financial services firm, and we continue to grow to meet the needs of long-term individual investors.
In the Client Services and Operations division at Edward Jones, youll focus on creating the ideal client and branch experience. From account opening, to trade settlement and movement of client cash and securities, to statement production and tax reporting, Operations is involved every step of the way. As the backbone of the branch, your work will support all client transactions and processing through the life cycle of the client relationship. Through strategic thinking and cross-functional collaboration, youll continuously identify opportunities for operational efficiency and risk mitigation, supporting the firm in its key objectives.

Position: Sr Risk Manager

The Sr. Risk Manager is responsible to assist the division to identify, evaluate, mitigate, and monitor the operational, strategic, financial, and other risk of the division. Executes the risk management program, which includes performing and facilitating risk assessments, connecting the risks across reporting responsibility and assisting divisional Risk Leader in prioritizing risk mitigation efforts. This position will also be working in partnership with many stakeholders including division's leaders and risk representatives from other divisions within the organization.

Responsibilities:

* Act as an independent advisor for leaders and associates by facilitating the risk assessment process of high-risk areas and processes to ensure the significant risks within the process are addressed, including but not limiting to ethical business practice, company policies, regulatory requirements.
* Advise on control design to mitigate operational risks and be able identify when control environment can be improved.
* Experience in auditing, consulting, or managing controls related to SOX and/or 17a-5 frameworks are highly recommended
* Consolidate and report risk assessment information across areas to allow business and senior leaders to effectively manage the firm/division's risk level
* Advise and assist business process owners on performing root cause analysis and the development of controls to effectively mitigate the identified control gaps
* Develop and perform process, system, and project testing plan to assess system integrity and control effectiveness, including implementing tools and method of risk evaluation
* Prepare risk documentation to assist leaders and other stakeholders in implementing controls to address identified risks on both short-term and long-term
* Assist Risk Leader in developing risk strategy to maximize the firm's benefits whilst minimizing risk exposure, developing processes to control and monitor risk


* Bachelor's degree (business, finance or accounting preferred)
* Series 7 and 99 within 12 months of employment as required by business area
* Proficiency in Microsoft Word, Excel, PowerPoint, Visio, as well as other software programs and databases.
* CPA, CIA, CFE, CISA or FRM preferred
* 5+ years public accounting, internal audit, risk management, or internal control experience with comprehensive knowledge of process analysis and control design techniques required
* Public accounting experience highly recommended
* Ability to independently identify, prioritize, monitor, communicate, and/or resolve issues
* Ability to work closely with other individuals at all level within the division and throughout the firm.
* Ability to lead and facilitate risk discussions with various stakeholders within the organization
* Previous direct and cross-functional team leadership skills or project management experience preferred


* FORTUNE 2020 Edward Jones was named No. 7 on the 2020 FORTUNE 100 Best Companies to Work For list.
* From FORTUNE 2020 FORTUNE Media IP Limited. All rights reserved. Used under license. FORTUNE and FORTUNE 100 Best Companies to Work For are registered trademarks of Fortune Media IP Limited and are used under license. FORTUNE and Fortune Media IP Limited are not affiliated with, and do not endorse products or services of, Edward Jones Investments.

* Edward Jones Ranked No. 6 of the 100 best workplaces for millennials by Great Place to Work and FORTUNE Magazine.
* 2020 Corporate Equality Index Edward Jones joins the ranks of 680 major U.S businesses that received top marks in the HRC Foundations 18th Annual Scorecard on LBGTQ Workplace Equality
* Edward Jones named a top company for training, ranking No. 25 on Training magazine's 2020 Training Top 125 list the highest ranking among the financial-services industry!
* Financial services firm Edward Jones has been named one of the 2019 Best Workplaces for Parents by Great Place to Work and FORTUNE magazine. The firm ranked No. 5 on the list of 50 companies, up two spots from last year.
* The Best Workplaces for Parents list is one of a series of rankings by Great Place to Work and FORTUNE based on employee feedback from Great Place to Work-Certified organizations. Edward Jones ranked No. 7 on the FORTUNE 100 Best Companies to Work for in 2019 list, the firms 20th appearance on the list. The firm also was ranked the No. 1 Best Workplace in Financial Services & Insurance and the No. 6 Best Workplace for Millennials by Great Place to Work and FORTUNE.


Edward Jones does not discriminate on the basis of race, color, gender, religion, national origin, age, disability, sexual orientation, pregnancy, veteran status, genetic information or any other basis prohibited by applicable law.
At Edward Jones, we value and respect our associates and their contributions, and we recognize individual efforts through a rewards program that promotes a long-term career, financial security and well-being. [Visit our career site](https://careers.edwardjones.com/compensation-and-values/) to learn more about our total compensation approach, which in addition to base salary, typically includes benefits, bonuses and profit sharing. The salary range for this role is based on national data and actual pay is based on skills, experience, education, and other relevant factors for a potential new associate:
Posted: 2021-07-19 Expires: 2021-11-27
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Sr Risk Manager - US Remote Eligible

Edward D. Jones & Co., L.P (HO)
St Louis, MO 63103

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