1+ months

Markets Analyst - Assistant Vice President

Citigroup
Belfast, ME 04915
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Citi, the world leading global bank, has approximately 200 million customer accounts and a presence in more than 160 countries and jurisdictions worldwide. Citi provides consumers, corporations, governments and institutions with a broad range of financial products and services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. Citi enables clients to achieve their strategic financial objectives by providing them with cutting-edge ideas, best-in-class products and solutions, and unparalleled access to capital and liquidity.


**Department Overview:**


The Markets & Securities Services (MSS) Risk and Control function helps establish and maintain a robust control environment and culture across MSS globally. This function develops a proactive control approach assisting management in achieving strategic objectives, promotes efficiency, reduces the risk of loss, and helps ensure compliance with corporate policies, procedures, laws, and regulations. In addition, properly functioning internal controls enable management to deal with todays rapidly changing environment and prepare for future growth.


This role will be a part of the central global MSS Governance & Control team, within MSS Risk & Control. The MSS Governance & Control team directly supports a sales and trading environment and is looking for a highly energized, dynamic professional who is ready to join a fast-paced, world leader in the financial services industry. The successful candidate will support the team in the design, development and delivery of operational risk frameworks and associated risk identification measures, risk assessments, controls, remediation and reporting.


**Role Overview:**


Risk & Control is looking for a highly energized, dynamic operational risk analyst to lead licensing & registration and employee due diligence programs for US based Markets employees. The role involves collaborative work in a team environment and liaison with key stakeholders in multiple locations. The successful candidate will also support Governance and Control (G&C) manager implement an enhanced control framework across first and second line functions.


**Key Responsibilities:**


+ Assist with the creation of tracking and summary spreadsheets and slides used for senior management presentations and Conduct event reviews

+ Liaison with key stakeholders including personnel from Business Risk & Control, Business Management, ORM, ICRM and Legal to develop and maintain controls to enhance data and reporting integrity

+ Participate in Ad hoc requests, projects and presentations

+ Serve as central administrator for US-based Markets employees FINRA registrations and licenses using the RETS platform. Monitor and escalate employees who need to obtain licenses. Substantiate completeness and accuracy of RETS portfolio and investigate exceptions

+ Review and monitor supervisory performance of employee due diligence of US-based Markets employees. Perform adhoc maintenance of employee reviewer assignments.

+ Facilitate the global collection of quarterly key regulatory control attestations across Markets for reporting and submission.

+ Work with teams to create business requirement documents and document processes and flows as necessary.


**Qualifications:**


+ Ability to manage multiple tasks and meet assigned deadlines

+ Ability to work cross functionally to coordinate various deliverables

+ Operate in an environment that is dynamic, fast-paced, requires creative solutions, quick thinking, multi-tasking, high energy and timely turnaround

+ Strong organizational leadership and influencing skills

+ Strong business analysis, problem solving and analytical skills

+ Possess a strong knowledge of organizational and supervisory management structure

+ Excellent oral and written communications skills; Must be articulate and persuasive.

+ Proficiency in Microsoft suite including Excel, PowerPoint, SharePoint and Visio.

+ Knowledge of FINRA Licensing and Registrations preferred but not essential


**Education:**


+ Bachelors/University degree or equivalent experience


_Exceptional candidates who do not meet these criteria may be considered for the role provided they have the necessary skills and experience._


**What we Offer:**


As well as a competitive salary and consideration for a yearly discretionary bonus Citi offer;


+ 23 days paid annual leave

+ Award winning pension scheme,

+ Life assurance and

+ Private medical insurance with Bupa healthcare


In addition, we offer a competitive maternity, paternity and adoption leave scheme and employees also have the option (provided they have a student loan from the Student Loan Company) to divert saver and company match contributions to their student loan. We pride ourselves on our ability to offer employees a number of lifestyle benefits including; on site restaurant and coffee shops, online shopping and concierge service and subsidised clubs and societies.


Our select benefit package offers you the opportunity to customise your benefits according to your own lifestyle preferences and includes corporate discounts, memberships and a range of additional extras.


Our vast range of diversity networks and on site multi faith room demonstrates Citis commitment to growing a diverse workforce.


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**Job Family Group:**


Risk Management

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**Job Family:**


Business Risk & Controls

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**Time Type:**


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Citi is an equal opportunity and affirmative action employer.


Qualified applicants will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or status as a protected veteran.


Citigroup Inc. and its subsidiaries ("Citi) invite all qualified interested applicants to apply for career opportunities. If you are a person with a disability and need a reasonable accommodation to use our search tools and/or apply for a career opportunity review **Accessibility at Citi (https://www.citigroup.com/citi/accessibility/application-accessibility.htm)** .


View the "EEO is the Law (https://www.dol.gov/sites/dolgov/files/ofccp/regs/compliance/posters/pdf/eeopost.pdf) " poster. View the EEO is the Law Supplement (https://www.dol.gov/sites/dolgov/files/ofccp/regs/compliance/posters/pdf/OFCCP\_EEO\_Supplement\_Final\_JRF\_QA\_508c.pdf) .


View the EEO Policy Statement (http://citi.com/citi/diversity/assets/pdf/eeo\_aa\_policy.pdf) .


View the Pay Transparency Posting (https://www.dol.gov/sites/dolgov/files/ofccp/pdf/pay-transp\_%20English\_formattedESQA508c.pdf)
Citi is an equal opportunity and affirmative action employer.
Minority/Female/Veteran/Individuals with Disabilities/Sexual Orientation/Gender Identity.
Posted: 2021-11-12 Expires: 2022-02-12
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Markets Analyst - Assistant Vice President

Citigroup
Belfast, ME 04915

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