2 days old

Manager, Regulatory Supervision - Group Insurance Distribution

Roseland, NJ
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Position Title: Manager, Regulatory Supervision - Group Insurance Distribution
Job Code: 470659
Job Location: New Jersey-Roseland


The Group Insurance Distribution organization is seeking a highly motivated individual to assist in the execution of various control functions including information security, records management, business continuation, gifts and entertainment, expense management, and regulatory monitoring functions for Distribution. This newly created position will report to the Director, Operations and Controls (O&C) and will provide control support to a geographically dispersed organization of approximately 325 employees in over 30 U.S. locations. The incumbent is expected to become a subject matter expert in these disciplines to help ensure compliance with applicable rules, regulations and company policies while partnering with local contacts, the leadership team, and corporate functions.

Several key responsibilities of the position include:
  • Assisting in the creation, revision, and communication of procedures and other tools to reinforce compliance in Distribution for business information security, business continuation, records management, privacy, gifts & entertainment and other compliance related topics.
  • Reviewing regulatory alerts, action plan creation, and implementation.
  • Managing projects including the identification of resources and ensuring business needs are met.  This would include leading teams, meetings, and collaborating with business partners.
  • Providing training, as necessary to ensure proper understanding and utilization of compliance procedures.
  • Driving continuous process improvement (e.g. efficiencies, controls, governance) in partnership with internal stakeholders and the Director of Operations & Controls.
  • Partnering with Distribution in the completion of Risk Assessments and Audits, including assisting in action plan creation and completion.
  • Maintaining an inventory of disclosure forms.

  • Compliance or risk background preferred.
  • Experience in developing procedures and completing risk assessments
  • Demonstrated ability to build and sustain strong relationships with internal and external partners/ key contacts at all levels across the organization including but not limited to Corporate Information Security Office, Corporate Technology Management, Corporate Business Continuation, Risk Management, Audit, Privacy Office as well as Distribution leadership
  • Strong project management skills
  • Ability to work individually and demonstrate drive, persistence, and personal ownership of assignments
  • Ability to work in teams and actively participate in making decisions and show problem-solving capabilities
  • Possess excellent analytical and organizational skills.
  • Excellent communication skills both written and verbal
  • Excellent communication, presentation and facilitation skills
  • Proficiency in Excel, Word, and Powerpoint

Prudential is a multinational financial services leader with operations in the United States, Asia, Europe, and Latin America. Leveraging its heritage of life insurance and asset management expertise, Prudential is focused on helping individual and institutional customers grow and protect their wealth. The company's well-known Rock symbol is an icon of strength, stability, expertise and innovation that has stood the test of time. Prudential's businesses offer a variety of products and services, including life insurance, annuities, retirement-related services, mutual funds, asset management, and real estate services.

We recognize that our strength and success are directly linked to the quality and skills of our diverse associates. We are proud to be a place where talented people who want to make a difference can grow as professionals, leaders, and as individuals. Visit www.prudential.com to learn more about our values, our history and our brand.

Prudential is an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, genetics, disability, age, veteran status, or any other characteristic protected by law.

Note that this posting is intended for individual applicants. Search firms or agencies should email Staffing at staffingagencies@prudential.com for more information about doing business with Prudential.
Job Function: Sales and Distribution
Schedule: Full-time

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Manager, Regulatory Supervision - Group Insurance Distribution

Roseland, NJ

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